Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Compliance Partner
Explore Compliance Services
Compliance Partner
We offer solutions to help you focus on what you do best—managing client investments while staying compliant with evolving regulations.
Legal Partner
Legal Partner
True West knows that legal review and representation is necessary in every stage of establishing and running your RIA. We partner with legal support to provide a comprehensive solution for your firm.
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Technology Partner
Explore Tech Services
Technology Partner
We believe in tech-ENABLED services – technology should assist in running your operations, but is not a replacement of your knowledge and ENGAGEMENT in your program.
At True West, our approach is simple: we listen.
Our core values at True West are clear: prioritize value and people, design compliance programs based on your specific needs, and tackle every challenge with logic and pragmatism.
